1. Due Diligence

In case of setting up new customer record, the System will provide reminder and record the necessary identity documents of the customer.  It will remind the frontline staff to obtain different identity documents from different types of customers according to the law.  Exception report will identify any discrepancies in the identity documents.


2. Ongoing monitoring

The System is linked to the latest international terrorists list and blacklist.  There is no need for the users to keep track with updates of the various websites, thus improving the risk management of the company.


3. Identification of suspicious transaction

The System provides detailed data analysis in identifying and keeping track of suspicious transactions for reporting to the authorities.  Its automatic reporting function allows users to produce reports required by the HK Customs, including the quarterly transaction report.